CONCISE MONTHLY BULLETIN, November 2023
December 8, 2023
Long Term Asset Funds (LTAFs): FCA Review The Financial Conduct Authority (FCA) has published its findings after calling for views regarding their proposed new rules, enabling a wider range of retail investors and pension schemes...
CONCISE MONTHLY BULLETIN, October 2023
November 6, 2023
FCA Fine ‘Equifax’ Over £11m The UK’s Financial Conduct Authority (FCA) has fined the UK arm of US Credit Agency ‘Equifax’ in excess of £11million for cyber-security failures. The failures, born by a significant breach...
CONCISE MONTHLY BULLETIN, September 2023
October 6, 2023
FCA Review of treatment of Politically Exposed Persons (PEPs) The Financial Conduct Authority (FCA) have instigated a review into the treatment of PEPs based in the UK by financial services firms. Although the FCA themselves...
CONCISE MONTHLY BULLETIN, August 2023
August 31, 2023
Pensions Dashboard Regulations The Financial Conduct Authority (FCA) have laid down their final rules and guidance requiring FCA regulated pension providers to provide and qualify information about personal and stakeholder pensions for pensions dashboards, to...
CONCISE MONTHLY BULLETIN, July 2023
July 31, 2023
Periodic regulatory fees & levy rates The Financial Conduct Authority (FCA) has published its fees and levy rates for the FCA, Financial Ombudsman service and for levies collected on behalf of government departments, along with...