CONCISE MONTHLY BULLETIN, April 2024
May 9, 2024
Common Errors When Applying for Asset Management Authorisation The Financial Conduct Authority (FCA) has published its findings on common errors by Asset Management Companies when applying to the FCA for authorisation. Disclosing this information should...
Schulte partner Anna Maleva-Otto and associate Jake Heyka discuss compliance issues with opening an office in the DIFC
April 23, 2024
As an increasing number of global fund and asset managers look to establish a local presence in Dubai and the wider UAE region, Schule Roth & Zabel partner Anna Maleva-Otto and associate Jake Heyka discuss...
CONCISE MONTHLY BULLETIN, February 2024
March 5, 2024
Organised Crime Groups Trading The FCA (Financial Conduct Authority) has published their observations on the illegal and damaging trading by Organised Crime Groups (OCGs), alongside their advice as to how firms can mitigate the risks...
CONCISE MONTHLY BULLETIN, January 2024
February 20, 2024
Critical Third Parties (CTPs) UK regulators are enhancing their stance on safeguarding the UK financial services sector against harm that could be potentially caused by CTPs. In a recent consultation paper, the Financial Conduct Authority...
CONCISE MONTHLY BULLETIN, December 2023
January 15, 2024
Guidance On The Anti-Green Washing Rule The Financial Conduct Authority (FCA) are consulting on new guidance regarding their expectations for FCA authorised firms offering sustainable products or services. With consumers seeking opportunities to invest in...