LATEST REGULATORY INSIGHTS
Sustainability Disclosure (SDR) And Labelling Regime
August 20, 2024
Background After an extended consultation period with input from several authorised companies, the Financial Conduct Authority (“FCA”) have published a series of measures to enhance the transparency of sustainable investment products and services, while simultaneously tackling greenwashing. The rules and guidance issued...
read moreAnti-Money Laundering/Know Your Customer
April 22, 2024
Background Post the fall-out through the Coutts/Nigel Farage debacle, the FCA have introduced greater Anti-Money Laundering...
read moreFCA’s Dear CEO Letter to Annex 1 Firms on common control failings in AML frameworks
March 25, 2024
Introduction The FCA has published its latest Dear CEO letter which focuses on common control weaknesses...
read moreMitigating Conduct Market Risks: FCA’s Insights on Combatting Market Manipulation and Organised Crime Groups
March 5, 2024
Mitigating Conduct Market Risks: FCA's Insights on Combatting Market Manipulation and Organised Crime Groups Introduction In...
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