THE WAY COMPLIANCE
SHOULD BE

Working in partnership with firms in key financial centres.

THE WAY COMPLIANCE
SHOULD BE

Supporting firms in a fast paced regulatory environment.

LATEST REGULATORY INSIGHTS

Sustainability Disclosure (SDR) And Labelling Regime

August 20, 2024

Background After an extended consultation period with input from several authorised companies, the Financial Conduct Authority (“FCA”) have published a series of measures to enhance the transparency of sustainable investment products and services, while simultaneously tackling greenwashing. The rules and guidance issued...

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Anti-Money Laundering/Know Your Customer

April 22, 2024

Background Post the fall-out through the Coutts/Nigel Farage debacle, the FCA have introduced greater Anti-Money Laundering...

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FCA’s Dear CEO Letter to Annex 1 Firms on common control failings in AML frameworks

March 25, 2024

Introduction The FCA has published its latest Dear CEO letter which focuses on common control weaknesses...

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Mitigating Conduct Market Risks: FCA’s Insights on Combatting Market Manipulation and Organised Crime Groups

March 5, 2024

Mitigating Conduct Market Risks: FCA's Insights on Combatting Market Manipulation and Organised Crime Groups Introduction In...

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